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VP of Audit & Compliance - Remote in ND or AZ

Company: Unison Bank
Location: Fort Worth
Posted on: November 25, 2022

Job Description:

Unison Bank - -VP of Audit & Compliance - Remote in ND or AZ
On-site training and occasional travel to the bank's branches is required.---The VP Audit and Compliance is responsible for overseeing and directing the bank's audit and compliance program toensure policies and procedures are compliant with state and federal banking regulations.
Essential FunctionsReasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
1. -Develops an audit and compliance risk assessment, schedule, and audit methods and procedures.2. -Reports findings of audits and reviews to the Board of Directors as necessary.3. -Primary accountability for assisting with regulatory exams and external audits.4. -Establishes uniform compliance policies and procedures to ensure compliance with all regulatory and legalrequirements.5. -Examines bank records, conducts interviews and performs other tests to ensure compliance with bank policies,bank procedures, applicable laws and regulations.6. -Conducts internal audits in a timely manner utilizing a risk-based approach that includes sufficientdocumentation to support audit procedures performed.7. -Communicates audit findings: prepares audit work papers, narratives, and reports in accordance withestablished department, industry and professional standards. Communicates policy exceptions, complianceviolations, and control weaknesses to the department and bank management during audits. Provides finalreports to management and completes follow-up to ensure recommendations are addressed.8. -Assists and monitors practices and changes within the banking industry and internal audit profession. Respondsand adapts to new regulations.9. -Facilitates the training of the banks' staff and Board of Directors to ensure awareness and understanding ofregulations and any regulatory issues.10. -Assists with compliance briefings and providing updates regarding changes in compliance regulations.11. -Serves as the bank's BSA, CRA, and Privacy Officer.12. -Serves on the IT and Compliance committees as well as other committees as assigned.13. -Consistently demonstrates appropriate interpersonal communication skills with customers, coworkers, andoutside vendors.14. -Follows all Unison Bank policies and procedures.15. -Regular and reliable attendance.
Supervisory ResponsibilityThis position is responsible for supervising the audit and compliance department staff. This includes setting goals,monitoring performance, scheduling, and providing feedback on employee's overall performance.
Required Education and ExperienceAssociate's or bachelor's degree in business, finance, accounting, or related field; or 5 to 7 years of banking, finance, oraudit experience; or an acceptable combination of education and experience.
Preferred Education and Experience2 years of supervisory experience.General banking knowledge that includes compliance with bank laws, regulations, and internal controls; and knowledgeof banking products and services.Community Bank Internal Auditor Certification or Community Bank Compliance Officer Certification will be provided asnecessary.
CompetenciesProject management.Problem solving/analysis.Communication proficiency.Thoroughness.Organization skills.Business acumen.Collaboration skills.Ethical conduct. -AAP/EEO StatementUnison Bank is an equal opportunity employer.
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Keywords: Unison Bank, Fort Worth , VP of Audit & Compliance - Remote in ND or AZ, Executive , Fort Worth, Texas

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