VP of Audit & Compliance - Remote in ND or AZ
Company: Unison Bank
Location: Fort Worth
Posted on: November 25, 2022
Unison Bank - -VP of Audit & Compliance - Remote in ND or AZ
On-site training and occasional travel to the bank's branches is
required.---The VP Audit and Compliance is responsible for
overseeing and directing the bank's audit and compliance program
toensure policies and procedures are compliant with state and
federal banking regulations.
Essential FunctionsReasonable accommodations may be made to enable
individuals with disabilities to perform the essential
1. -Develops an audit and compliance risk assessment, schedule, and
audit methods and procedures.2. -Reports findings of audits and
reviews to the Board of Directors as necessary.3. -Primary
accountability for assisting with regulatory exams and external
audits.4. -Establishes uniform compliance policies and procedures
to ensure compliance with all regulatory and legalrequirements.5.
-Examines bank records, conducts interviews and performs other
tests to ensure compliance with bank policies,bank procedures,
applicable laws and regulations.6. -Conducts internal audits in a
timely manner utilizing a risk-based approach that includes
sufficientdocumentation to support audit procedures performed.7.
-Communicates audit findings: prepares audit work papers,
narratives, and reports in accordance withestablished department,
industry and professional standards. Communicates policy
exceptions, complianceviolations, and control weaknesses to the
department and bank management during audits. Provides finalreports
to management and completes follow-up to ensure recommendations are
addressed.8. -Assists and monitors practices and changes within the
banking industry and internal audit profession. Respondsand adapts
to new regulations.9. -Facilitates the training of the banks' staff
and Board of Directors to ensure awareness and understanding
ofregulations and any regulatory issues.10. -Assists with
compliance briefings and providing updates regarding changes in
compliance regulations.11. -Serves as the bank's BSA, CRA, and
Privacy Officer.12. -Serves on the IT and Compliance committees as
well as other committees as assigned.13. -Consistently demonstrates
appropriate interpersonal communication skills with customers,
coworkers, andoutside vendors.14. -Follows all Unison Bank policies
and procedures.15. -Regular and reliable attendance.
Supervisory ResponsibilityThis position is responsible for
supervising the audit and compliance department staff. This
includes setting goals,monitoring performance, scheduling, and
providing feedback on employee's overall performance.
Required Education and ExperienceAssociate's or bachelor's degree
in business, finance, accounting, or related field; or 5 to 7 years
of banking, finance, oraudit experience; or an acceptable
combination of education and experience.
Preferred Education and Experience2 years of supervisory
experience.General banking knowledge that includes compliance with
bank laws, regulations, and internal controls; and knowledgeof
banking products and services.Community Bank Internal Auditor
Certification or Community Bank Compliance Officer Certification
will be provided asnecessary.
acumen.Collaboration skills.Ethical conduct. -AAP/EEO
StatementUnison Bank is an equal opportunity employer.
To learn more and apply, please visit
Keywords: Unison Bank, Fort Worth , VP of Audit & Compliance - Remote in ND or AZ, Executive , Fort Worth, Texas
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