Head of Compliance - Brokerage (Remote) Health, Dental, Vision 401K +Benefit

Company: Six
Location: Fort Worth
Posted on: January 17, 2022

Job Description:

About Six
A digital financial ecosystem built around customer needs. Six blends banking, crypto, lifestyle products, and more. Our experienced and award-winning senior management team is experienced in building global companies, building teams of thousands of people, and in process developing several fintech unicorns around the world.We are headquartered in Dallas, TX. Specifically- Los Colinas, TX.
What you'll do As the Six Super app Head of Compliance for Brokerage Vertical you will develop and support a comprehensive financial crimes and overall compliance program. Join us in our mission to change consumer finance through better technology, lower costs, and increased transparency, while providing the best customer experience.

• Learn the warning signs and indicators in identifying potentially fraudulent activity
• Perform detailed research and investigation on alerts that are generated for potential fraud--
• Independently execute and take appropriate action on flagged activity--
• Keep abreast of new rules, regulations and reputational risks to assist in development, implementation and revision of current policies and procedures--
• Work within a team environment--Monitor the implementation of compliance controls, corrective actions, and third-party error resolution and escalate when appropriate
• Assist with facilitating responses to regulatory or compliance related audits, examinations and inquiries
• Lead administrative tasks as directed related to the management of the compliance department --About you
  • 10+ years of professional work experience BSA /AML, Compliance, fraud
  • experience in regulatory compliance, operational risk or risk management--
  • Outstanding judgment, organizational, and analytical skills
  • FINRA SIE, Series 7, Series 63, 65 or S66 combo required and Series 24 preferred
  • Keen attention to detail
  • Excellent verbal and written communication skills
  • Good understanding of analytical tools
  • Strong understanding of BSA/AML and sanctions program requirements
  • Interest in banking, payments, financial services, operations, or fraud detection
  • Proficiency in Microsoft suite of products including Excel, Word, and PowerPoint
  • Strong analytical and problem-solving skills
  • Capacity to communicate efficiently and effectively
  • Ability to learn new software programs and systems----
    Position Location-----This role is available as a remote position Time Zone Requirements-----This team operates in all US time zones. Travel Requirements ---This team has regular on-site collaboration sessions.
    Working At Six At Six, we want you to be well and thrive. Our generous benefits package includes:
    • Unlimited PTO with mandated vacation days :)
    • Flexible Schedule
    • Health, Vision, Dental
    • 401k
    • Flexible location
    • Maternity and Paternity Leaves
      Six is an Equal Employment Opportunity Employer - Minority / Female / Disability / Veteran / Gender Identity / Sexual Orientation / Age. We see diversity and inclusion as central to our organization. This means that we stand up against discrimination and harassment wherever we operate.
      COVID-19 notice: Six continues to prioritize the health and safety of our candidates, employees and their families in response to the Coronavirus Disease (COVID-19) All of our interviews are currently conducted virtually--
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Keywords: Six, Fort Worth , Head of Compliance - Brokerage (Remote) Health, Dental, Vision 401K +Benefit, Healthcare , Fort Worth, Texas